Financial Planning & Advisory Services Levels and Fees
| Service Level | Service Level Description | Explanation of Services | Fee Options |
|---|---|---|---|
| Level 1 | Account Management Only |
Manage Investment Accounts Setup IRA or 529, Insurance Products |
Asset Management Fees (see chart below) $250 Per Account Setup Fee (waived with >$250,000 in AUM) |
| Level 2 | Financial Review or Financial Advice Consultation | Review Current Financial Information and Provide Analysis and Recommendations | $1,250 – Flat Fee $200 per Hour (2 hour min) |
| Level 3 | Financial Plan & Investment Account Management ANNUAL PLAN |
Provide a Comprehensive or Limited Scope Financial Plan With Ongoing Monitoring and Maintenance
Manage Investment Accounts |
$1,500 – 3,500 Financial Plan Fee $1,000 Annual Plan Update Meeting (waived with >$250,000 in AUM) $150 per Account Setup Fee (waived with >$250,000 in AUM) Asset Management Fees (see chart below) |
| Level 4 | Comprehensive Financial Planning & Investment Account Management ANNUAL SUBSCRIPTION PLAN |
Provide a Comprehensive Financial Plan With Ongoing Monitoring and Maintenance
Manage Investment Accounts |
Annual Subscription – Married: $3,600, billed $300 per month Single: $2,400, billed $200 per month (includes Annual Plan Update Meeting) $150 per Account Setup Fee (waived with >$250,000 in AUM) Asset Management Fees (see chart below) |
| Assets Under Management (AUM) Fees | Percentage |
|---|---|
| Up to $1,000,000 | 1.00% |
| $1,000,001 to $1,500,000 | 0.80% |
| $1,500,001 and up | 0.75% |
Corporate Benefits Services and Fees
Group Health, Life, Disability Selection and Implementation.
$250 per policy
Retirement Plan Selection and Implementation.
$500 per plan
Retirement Plan Asset Management Fees:
| Assets Under Management (AUM) | Percentage |
|---|---|
| Up to $1,000,000 | 1.00% |
| $1,000,001 to $1,500,000 | 0.80% |
| $1,500,001 and up | 0.75% |
